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国际资讯监管与政策

SEC暂停三家公司与加密货币有联系企业交易

国际资讯监管与政策

SEC暂停三家公司与加密货币有联系企业交易

本周,美国证券交易委员会暂停了Cherubim Interests Inc.(CHIT),PDX Partners Inc.(PDXP)和Victura Construction Group Inc.(VICT)三家公司的交易。

因为这三家企业均收购了一家私人股权投资者公司的AAA级资产,其中就包括加密货币和区块链技术。此外,SEC还表示,CHIT还可能会推出相关的ICO计划。

而根据SEC的命令,有关这些公司的业务性质和资产价值存在问题,包括在2018年1月初发布的新闻稿。

早在2017年8月,SEC就曾警告投资者,公开宣布ICO或代币计划可能会影响公司股价。

根据联邦证券法,SEC暂停公司股票交易的上限是10天,并且通常禁止经纪商再次要求投资者购买或出售股票,直到符合某些报告要求。

此外,SEC投资者教育和宣传办公室还针对ICO和数字资产制作了专门的释疑项目,希望为投资者提供更多相关信息。

The Securities and Exchange Commission today suspended trading in three companies amid questions surrounding similar statements they made about the acquisition of cryptocurrency and blockchain technology-related assets.

The SEC’s trading suspension orders state that recent press releases issued by Cherubim Interests Inc. (CHIT), PDX Partners Inc. (PDXP), and Victura Construction Group Inc. (VICT) claimed that CHIT, PDXP, and VICT acquired AAA-rated assets from a subsidiary of a private equity investor in cryptocurrency and blockchain technology among other things. According to the SEC order regarding CHIT, it also announced the execution of a financing commitment to launch an initial coin offering.

According to the SEC’s orders, there are questions regarding the nature of the companies’ business operations and the value of their assets, including in press releases issued beginning in early January 2018. Additionally, the Commission suspended trading in the securities of CHIT because of its delinquency in filing annual and quarterly reports.

In August 2017, the SEC warned investors to be on alert for companies that may publicly announce ICO or coin/token related events to affect the price of the company’s common stock.

Under the federal securities laws, the SEC can suspend trading in a stock for 10 days and generally prohibit a broker-dealer from soliciting investors to buy or sell the stock again until certain reporting requirements are met.

The SEC appreciates the assistance of OTC Markets Group Inc. and the Financial Industry Regulatory Authority.

The SEC’s Office of Investor Education and Advocacy has produced a Spotlight on Initial Coin Offerings and Digital Assets to provide investors with more information.


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